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Justin A Rosato

Raymond James & Associates, Inc.

New York, NY

CRD 4863553

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
MD RA APPROVED 2016-09-06
  • NY RA
    APPROVED
    Since 2021-06-14
  • MD RA
    APPROVED
    Since 2016-09-06

Branch Locations

320 Park Avenue Floor 12, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank New York NY 05/2009 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 Present
Donovans Reef Bar And Restaurant Sea Bright NJ 05/2025 Present
  • 05/2009 → 09/2016
    Deutsche Bank
    New York, NY
  • 09/2016 → Present
    Raymond James & Associates, Inc.
    New York, NY
  • 05/2025 → Present
    Donovans Reef Bar And Restaurant
    Sea Bright, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-14
  • S66 Uniform Combined State Law Examination
    2004-12-14
Other Names
  • Justin A Rosato

View on SEC IAPD

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