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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-12 |
| CA | RA | APPROVED | 2023-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Westminster | CA | 08/2016 | 02/2017 |
| Mufg Union Bank | Westminster | CA | 02/2017 | 05/2023 |
| Unionbanc Investment Services | Westminster | CA | 03/2017 | 12/2021 |
| Unionbanc Investment Services | Fountain Valley | CA | 01/2022 | 05/2023 |
| U.S. Bancorp Investments, Inc. | Fountain Valley | CA | 05/2023 | 10/2023 |
| U.S. Bank | Fountain Valley | CA | 05/2023 | 10/2023 |
| U.S. Bancorp Advisors, Llc | Tustin | CA | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-15 |
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