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Principal Advised Services CRD 297324
$1.42B regulatory AUM 16,537 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Des Moines | IA | 03/2014 | Present |
| Principal Securities | Des Moines | IA | 07/2016 | Present |
| Principal Advised Services | Des Moines | IA | 11/2018 | Present |
ANIMAL RESCUE LEAGUE OF IOWA FOUNDATION BOARD POSITION: President-Principal Bank NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 1615 SE 14th Street, Des Moines IA 50323, United States DESCRIPTION: I'll be on the Foundation Board for the Animal Rescue League of Iowa. The Foundation hires and oversees investment managers for the management of assets and makes decisions on the distribution of funds.
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