Stephen A. Rabinowitz

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

Delray Beach, FL • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	12/2016	06/2018
Wells Fargo	Princeton	NJ	08/2016	11/2016
Bank Of America, N.A.	Pennington	NJ	03/2017	06/2018
Ubs Financial Services	Weehawken	NJ	06/2018	08/2019
Jp Morgan Chase	Boca Raton	FL	09/2019	11/2019
Ubs Financial Services Inc.	Fort Lauderdale	FL	12/2019	04/2022
Fidelity Investments	Boca Raton	FL	04/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

12/2016 → 06/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
08/2016 → 11/2016

Wells Fargo

Princeton, NJ
03/2017 → 06/2018

Bank Of America, N.A.

Pennington, NJ
06/2018 → 08/2019

Ubs Financial Services

Weehawken, NJ
09/2019 → 11/2019

Jp Morgan Chase

Boca Raton, FL
12/2019 → 04/2022

Ubs Financial Services Inc.

Fort Lauderdale, FL
04/2022 → Present

Fidelity Investments

Boca Raton, FL
03/2025 → Present

Fidelity Investments

Boston, MA

2022-05-25 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boca Raton, FL
2020-01-21 → 2022-04-18

Ubs Financial Services Inc.

Ft. Lauderdale, FL
2018-07-03 → 2019-08-21

Ubs Financial Services Inc.

Weehawken, NJ
2017-04-04 → 2018-06-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-03

Other Firms