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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-30
PA RA APPROVED 2023-02-13
  • TX RA
    APPROVED
    Since 2024-04-30
  • PA RA
    APPROVED
    Since 2023-02-13

Branch Locations

11810 Grand Park Ave, North Bethesda, MD 20852 • United States

Philadelphia, PA • United States

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2015 02/2020
Northwestern Mutual Investment Services Llc Washington DC 09/2015 02/2020
Leo C Tucker Washington DC 09/2015 02/2020
Tony Stanley Philadelphia PA 05/2021 08/2022
Northwestern Mutual Investment Services Llc Philadelphia PA 05/2021 08/2022
Northwestern Mutual Insurance Company Milwaukee WI 02/2020 06/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2021 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 08/2022 Present
  • 03/2015 → 02/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2015 → 02/2020
    Northwestern Mutual Investment Services Llc
    Washington, DC
  • 09/2015 → 02/2020
    Leo C Tucker
    Washington, DC
  • 05/2021 → 08/2022
    Tony Stanley
    Philadelphia, PA
  • 05/2021 → 08/2022
    Northwestern Mutual Investment Services Llc
    Philadelphia, PA
  • 02/2020 → 06/2021
    Northwestern Mutual Insurance Company
    Milwaukee, WI
  • 06/2021 → 08/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2022 → Present
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
S63 Uniform Securities Agent State Law Examination 2015-11-23
  • S66 Uniform Combined State Law Examination
    2023-02-10
  • S63 Uniform Securities Agent State Law Examination
    2015-11-23
Other Names
  • Jameel Shakir Addison

View on SEC IAPD

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