Best Investors Account Sign in

Siobhan Heavren Mcintyre

Wells Fargo Clearing Services, LLC

Danbury, CT

Newtown, CT

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-11-17
TX RA APPROVED 2015-10-23
CT RA APPROVED 2015-06-18
  • FL RA
    APPROVED
    Since 2015-11-17
  • TX RA
    APPROVED
    Since 2015-10-23
  • CT RA
    APPROVED
    Since 2015-06-18

Branch Locations

83 Wooster Hts Ste 401 Lee Farm Corporate Park, Danbury, CT 06810 • United States

Newtown, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Danbury CT 03/2015 11/2016
Wells Fargo Clearing Services, Llc Danbury CT 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV. RELATED; DANBURY, CT; OWNER; START DATE 12/1/2017; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-18
  • S66 Uniform Combined State Law Examination
    2015-06-18

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
LPL ENTERPRISE, LLC
LPL FINANCIAL LLC
MITTLER & MERCALDO INVESTMENT ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Vincent Michael Camarota
JOSE MIGUEL DIAZ
Pamela Ciccone
SHARON MICHELLE VAUPEN
JOHN PHILLIP DEZZUTTI
ALEXANDER LEONARD FREDERICKS
Taylor Benjamen Flotre
Ryan William Sondak

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Danbury, CT
WELLS FARGO CLEARING SERVICES, LLC · DANBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · DANBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Danbury, CT
CETERA INVESTMENT ADVISERS LLC · DANBURY, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · DANBURY, CT
MML INVESTORS SERVICES, LLC · DANBURY, CT
LPL ENTERPRISE, LLC · DANBURY, CT

More in Danbury, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor