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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-11-17 |
| TX | RA | APPROVED | 2015-10-23 |
| CT | RA | APPROVED | 2015-06-18 |
Branch Locations
83 Wooster Hts Ste 401 Lee Farm Corporate Park, Danbury, CT 06810 • United States
Newtown, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Danbury | CT | 03/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Danbury | CT | 11/2016 | Present |
RENTAL PROPERTY; INV. RELATED; DANBURY, CT; OWNER; START DATE 12/1/2017; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-18 |
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