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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
307 Dakota St, Red Wing, MN 55066 • United States
211 22Nd Street S.E., Owatonna, MN 55060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Discovery Financial | Red Wing | MN | 03/2015 | Present |
| National Planning Corporation | Red Wing | MN | 12/2015 | 11/2017 |
| Lpl Financial Llc | Red Wing | MN | 11/2017 | Present |
1. 11/29/2017 - Discovery Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Rep - start date 12/15/2015 - 160 hours per month during securities trading. 2. 11/29/2017 - Cody Buck - Not Investment Related - At Reported Business Location(s) - Notary - start date 5/21/2015 - 1 hour per month during securities trading. 3. 1/19/2018 - Discovery Financial - DBA: Discovery Financial Centers Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/02/2015 - 160 Hours Per Month/120 Hours During Securities Trading. 4. 11/10/2022 - Discovery Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/04/2022 - 2 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-05 |
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