Marie Yumi Iwasaki

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  David Takagi (Takagi & Takagi)
  Honolulu, HI
• 01/2018 → 06/2019
  Imperial Gallery
  Honolulu, HI
• 03/2020 → Present
  Royal Alliance Associates, Inc.
  Honolulu, HI

Other Businesses

1) DAVID TAKAGI POSITION: Administrative Assistant NATURE: David Takagi is a sole proprietor and I am his assistant for the securities business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 02/17/2015 ADDRESS: 500 Ala Moana Blvd Ste #2-301, Honolulu HI 96813-4925, United States DESCRIPTION: Preparing forms/documents for client appointments. Schedule/confirm client appointments and take notes during client meetings. Process forms, checks, paperwork and trades. Send confirmation/ follow up emails. E-file/log documents, checks, trades, notes, etc.Answer phones, respond to messages. 2) RENTAL POSITION: Landlord NATURE: Landlord for rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 803 Waimanu St. Unit 421, Honolulu HI 96813, United States DESCRIPTION: Landlord for 1 bedroom rental. 3) JOHN H CONNORS INSURANCE POSITION: Assistant NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 500 Ala Moana Blvd Suite 2-303, Honolulu HI 96813, United States DESCRIPTION: I will be mailing invoices, assisting with customer service related tasks.

Exams

• S66 Uniform Combined State Law Examination
  2021-11-24