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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Salt Lake City | UT | 03/2015 | 08/2017 |
| Massmutual Intermountain West | Salt Lake City | UT | 04/2018 | 09/2021 |
| Mml Investors Services, Llc | Salt Lake City | UT | 04/2018 | 09/2021 |
| Unemployed | Salt Lake City | UT | 08/2017 | 04/2018 |
| E*Trade Securities Llc | Sandy | UT | 09/2021 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
NAME: M CONNOR THOMPSON INV REL: N ADD: 123 WEST SOUTH TEMPLE SALT LAKE CITY UT 84101 NATURE: PERFORMANCE OF LIVE SYMPHONIC ORCHESTRAL AND CHORAL MUSIC POSITION: CONTRACTUAL START DATE: 9/11/2015 NO HRS/MO: 19 NO HRS/MO DUR TRADING: 0 - Currently on hiatus due to Covid *499270 - Desert Star Playhouse; Investment related: No; Murray, Utah; Art/Culture; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 09/2017; During business hours: 0; After business hours: 10; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-20 |
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