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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-09-12 |
Branch Locations
1138 N Alma School Rd, Mesa, AZ 85201 • United States
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2015-03-12 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Phoenix Police Dept. | Phoenix | AZ | 06/2008 | Present |
| Amazon Flex | Phoenix | AZ | 12/2018 | 01/2019 |
| Galloway Asset Management | Mesa | AZ | 02/2015 | 04/2025 |
| Galloway Asset Management | Mesa | AZ | 04/2025 | Present |
| Modern Wealth Management, Llc | Mesa | AZ | 08/2025 | Present |
PHOENIX POLICE DEPT. NOT INVESTMENT RELATED. 620 W. WASHINGTON, PHOENIX, AZ 85003. IT IS A LAW ENFORCEMENT AGENCY AND I AM ONE OF THE 911 SUPERVISORS AND HAVE BEEN EMPLOYED THEIR SINCE 02 JUNE 2008. I WORK A SCHEDULED 40 HOUR WORK WEEK, 0300-1300 TUESDAY-FRIDAY AND MONITOR 911 CALLTAKERS AND POLICE DISPATCHERS. A COUPLE TIMES A YEAR I WILL DO CONSTRUCTION DRAWINGS FOR REMODELS OR NEW HOMES FOR CONTACTS OF FRIENDS OR FAMILY. I TYPICALLY DO ABOUT 1-2 NEW HOME DESIGNS OR REMODEL PROJECTS A YEAR WHICH TAKES ABOUT 30 HOURS OF WORK SPREAD OUT OVER 2-3 MONTHS PER PROJECT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-03 |
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