Litao Mai

Current Employers

Employment History

• 04/2013 → 04/2021
  Hsbc Securities (Usa) Inc.
  Edison, NJ
• 08/2016 → 04/2021
  Hsbc Bank Usa, N.A.
  Edison, NJ
• 04/2021 → Present
  Infinex Investments, Inc.
  Meriden, CT
• 04/2021 → Present
  Popular Bank
  New York, NY

Previous Registrations

• 2009-06-01 → 2021-04-19
  Hsbc Securities (Usa) Inc.
  Jersey City, NJ
  Edison, NJ
  Edison, NJ
  West Caldwell, NJ
  Chatham, NJ
  Woodbridge, NJ
  East Brunswick, NJ
  Fort Lee, NJ
  Ramsey, NJ
  Edison, NJ
  Parsippany, NJ
  Chatham, NJ
• 2005-11-09 → 2009-05-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
• 2005-01-12 → 2005-04-06
  Ameriprise Financial Services, Llc
  Edison, NJ

Other Businesses

Rental Property 1 1. The name of the other business - no name, it is a rental of an apartment 2. Whether the business is investment-related - yes 3. The address of the other business - 1641 Third Ave, 1C, New York, NY 10028 4. The nature of the other business - rental property 5. Your position - Premier Relationship Advisor 6. Title - Premier Relationship Advisor, Vice President 7. Relationship with the other business - owner of the rental property 8. The start date of your relationship - 7/1/2015 9. The approximate number of hours/month you devote to the other business - 0 10. The number of hours you devote to the other business during securities trading hours - 0 11. Briefly describe your duties relating to the other business - receive rental check in the mail and deposit it via mobile banking once a month Rental Property 2 1. The name of the other business - no name, it is a rental of an apartment 2. Whether the business is investment-related - yes 3. The address of the other business - 345 Lenox Road, Apt 3D, Brooklyn, NY 11226 4. The nature of the other business - rental property 5. Your position - Premier Relationship Advisor 6. Title - Premier Relationship Advisor, Vice President 7. Relationship with the other business - owner of the rental property 8. The start date of your relationship - 05/18/2019 9. The approximate number of hours/month you devote to the other business - 0 10. The number of hours you devote to the other business during securities trading hours - 0 11. Briefly describe your duties relating to the other business - receive rental check in the mail and deposit it via mobile banking once a month

Exams

• S66 Uniform Combined State Law Examination
  2005-01-11

Designations