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Joseph Andre

Mesirow Financial Investment Management, Inc.

Highland Park, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-03-16
  • IL RA
    APPROVED
    Since 2020-03-16

Branch Locations

610 Central Avenue Suite 200, Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life Securities Inc Chicago IL 03/2016 05/2019
U.S. Bancorp Investments, Inc. Chicago IL 07/2019 12/2019
Mesirow Financial, Inc. Highland Park IL 03/2020 Present
  • 03/2016 → 05/2019
    Bankers Life Securities Inc
    Chicago, IL
  • 07/2019 → 12/2019
    U.S. Bancorp Investments, Inc.
    Chicago, IL
  • 03/2020 → Present
    Mesirow Financial, Inc.
    Highland Park, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-04
S63 Uniform Securities Agent State Law Examination 2016-04-25
  • S66 Uniform Combined State Law Examination
    2019-10-04
  • S63 Uniform Securities Agent State Law Examination
    2016-04-25
Other Names
  • Andre Andre
  • Joseph A Andre
  • Joseph Albert Andre

View on SEC IAPD

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BLAKE S SCIERA
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BRADLEY CORDES
KAREN M FINERMAN

Other Offices

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC · HIGHLAND PARK, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Highland Park, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HIGHLAND PARK, IL
CITIGROUP GLOBAL MARKETS INC. · HIGHLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
EDWARD JONES · Highland Park, IL

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