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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-08-19
  • VA RA
    APPROVED
    Since 2024-08-19

Branch Locations

140 Eastshore Dr Suite 105, Glen Allen, VA 23059 • United States

Chesterfield, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Richmond VA 06/2016 01/2017
Foresters Financial Services Glen Allen VA 01/2017 06/2019
Lyft Chesterfield VA 10/2017 12/2018
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Glen Allen VA 08/2024 Present
  • 06/2016 → 01/2017
    Foresters Financial Services
    Richmond, VA
  • 01/2017 → 06/2019
    Foresters Financial Services
    Glen Allen, VA
  • 10/2017 → 12/2018
    Lyft
    Chesterfield, VA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 08/2024 → Present
    Glen Allen, VA
Other Businesses

1. SOFTWARE APPLICATION DEVELOPMENT, 100% OWNER, 8/HRS/WK 2. ORDAINED DEACON FOR UNION BRANCH BAPTIST CHURCH, 2-4/HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-12
S63 Uniform Securities Agent State Law Examination 2015-05-27
  • S65 Uniform Investment Adviser Law Examination
    2024-08-12
  • S63 Uniform Securities Agent State Law Examination
    2015-05-27
Other Names
  • Melvin Thomas Mitchell

View on SEC IAPD

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