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Peter Ashley Finn

Finn Wealth Management LLC

Spokane, WA

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Current Employers
Finn Wealth Management Llc

8601 N Division Street Suite C, Spokane, WA 99208 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2026-06-25
AK RA APPROVED 2022-11-15
WA RA APPROVED 2022-05-06
NC RA APPROVED 2022-03-21
  • ID RA
    APPROVED
    Since 2026-06-25
  • AK RA
    APPROVED
    Since 2022-11-15
  • WA RA
    APPROVED
    Since 2022-05-06
  • NC RA
    APPROVED
    Since 2022-03-21

Branch Locations

8601 N Division Street Suite C, Spokane, WA 99208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Anchorage AK 02/2015 03/2022
Bank Of America, N.A. Raleigh NC 05/2018 03/2022
Finn Wealth Management Llc Spokane WA 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-24
  • S66 Uniform Combined State Law Examination
    2016-02-24
Other Names
  • Peter Finn

View on SEC IAPD

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