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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caddie Services Inc | Orlando | FL | 04/2013 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 07/2016 | 05/2021 |
| Lauderale | Fort Lauderdale | FL | 12/2015 | 12/2017 |
| Bank Of America, N.A. | Fort Lauderdale | FL | 11/2016 | 05/2021 |
| Fifth Third Bank | Orlando | FL | 05/2021 | 03/2022 |
| Fifth Third Securities | Orlando | FL | 05/2021 | 03/2022 |
| Alliancebernstein Investments, Inc. | Nashville | TN | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-20 |
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