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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-21
MD RA APPROVED 2022-07-11
  • TX RA
    APPROVED_RES
    Since 2025-03-21
  • MD RA
    APPROVED
    Since 2022-07-11

Branch Locations

6011 University Blvd Ste 430, Ellicott City, MD 21043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen & Shariff Corporation Columbia MD 09/2009 01/2017
Raymond James Financial Services, Inc. Columbia MD 08/2016 Present
Howard County Public School System Clarksville MD 09/2012 Present
Bob Cardoni Columbia MD 07/2016 Present
Dembo Jones Columbia MD 11/2017 Present
Dembo Jones Columbia MD 01/2017 Present
Raymond James Financial Services Advisors Ellicott City MD 07/2022 Present
  • 09/2009 → 01/2017
    Allen & Shariff Corporation
    Columbia, MD
  • 08/2016 → Present
    Raymond James Financial Services, Inc.
    Columbia, MD
  • 09/2012 → Present
    Howard County Public School System
    Clarksville, MD
  • 07/2016 → Present
    Bob Cardoni
    Columbia, MD
  • 11/2017 → Present
    Dembo Jones
    Columbia, MD
  • 01/2017 → Present
    Dembo Jones
    Columbia, MD
  • 07/2022 → Present
    Raymond James Financial Services Advisors
    Ellicott City, MD
Other Businesses

(1)Name of Business: Chesapeake Tax Services, LLC Address: 6011 University Blvd Suite 430, Ellicott City, MD, 21043, United States Activity Type: Tax Preparation Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Prepare 1041 and 1041 tax returns (2) Name of Business: Chesapeake Wealth Advisors, LLC Address: 6011 University Blvd, Suite 430, Ellicott City , MD, 21043, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/11/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner and Financial Advisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-09
  • S66 Uniform Combined State Law Examination
    2022-07-09
Other Names
  • Scott C. Cannon

View on SEC IAPD

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