Julia C Franz

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-06
MO	RA	APPROVED	2021-03-17
IL	RA	APPROVED	2011-10-11

TX RA
APPROVED_RES

Since 2026-04-06
MO RA
APPROVED

Since 2021-03-17
IL RA
APPROVED

Since 2011-10-11

Branch Locations

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Clayton	MO	05/2011	Present

05/2011 → Present

Morgan Stanley Smith Barney

Clayton, MO

Previous Registrations

2010-10-25 → 2011-05-23

M Holdings Securities, Inc.

Chicago, IL
2008-10-10 → 2009-02-05

Citigroup Global Markets Inc.

Chicago, IL

New York, NY
2007-01-05 → 2008-09-03

Northwestern Mutual Investment Services, Llc

Chicago, IL

Rosemont, IL

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-11-09
S63	Uniform Securities Agent State Law Examination	2005-03-04

S66 Uniform Combined State Law Examination

2006-11-09
S63 Uniform Securities Agent State Law Examination

2005-03-04

View on SEC IAPD

Other Firms

SINNET CAPITAL MANAGEMENT, LLC

PARKSIDE ADVISORS LLC

LPL ENTERPRISE, LLC

SIXTHIRTY VENTURES

STIFEL, NICOLAUS & COMPANY, INCORPORATED

FOCUS PARTNERS WEALTH, LLC

BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Other Investors

TIMOTHY PAUL HASARA

MARGARET MARY FRIEDHOFF

Tyler Allen Bubolz

Taylor Ann Willhalm

DAVID STUART WEISS

PATRICK CRAWLEY

CHET STEVEN EISENMAYER

Matthew Douglas Schulte

Other Offices

SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO

PARKSIDE ADVISORS LLC · CLAYTON, MO

LPL ENTERPRISE, LLC · CLAYTON, MO

LPL ENTERPRISE, LLC · ST. LOUIS, MO

SIXTHIRTY VENTURES · CLAYTON, MO

STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO

FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO

FOCUS PARTNERS WEALTH, LLC · CLAYTON, MO

More in Clayton, MO

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