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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-13
WA RA APPROVED 2015-04-24
  • TX RA
    APPROVED
    Since 2016-07-13
  • WA RA
    APPROVED
    Since 2015-04-24

Branch Locations

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tacoma WA 02/2015 Present
Bank Of America, N.A. Tacoma WA 04/2015 Present
Other Businesses

I*89507FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: NA PROPERTY RENTALINVESTMENT RELATED: NADDRESS OF BUSINESS:SPANAWAY, WASHINGTON 98387NATURE OF BUSINESS: OTHER,SELFPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2016NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: TURNED PRIMARY RESIDENCE INTO A RENTAL PROPERTY. I*89508FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: NA RENTALINVESTMENT RELATED: NADDRESS OF BUSINESS:BROKEN ARROW, WASHINGTON 74014NATURE OF BUSINESS: OTHER,SELFPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2016NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PROPERTY OWNER I*416297For profit or not for profit: Entity For ProfitName of outside business organization: PNW Mediterranean, LLCInvestment related: NAddress of business: Tacoma, Washington, 98443Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 5/24/2021Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: The entity is a restaurant franchise. My role would be general partner. I*5393268, Entity Type: Entity For Profit, Name of OBA: Atlas Northwest Holding, LLC, Address: Cheyenne, Wyoming, 82001, Investment Related: Y, Position, Title, Association: ["General Partner/Managing Member"], Employee Start Date: 07/23/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: Manager, Holding LLC for my assets

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-23
  • S66 Uniform Combined State Law Examination
    2015-04-23
Other Names
  • Cody Scriver

View on SEC IAPD

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