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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-13 |
| WA | RA | APPROVED | 2015-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tacoma | WA | 02/2015 | Present |
| Bank Of America, N.A. | Tacoma | WA | 04/2015 | Present |
I*89507FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: NA PROPERTY RENTALINVESTMENT RELATED: NADDRESS OF BUSINESS:SPANAWAY, WASHINGTON 98387NATURE OF BUSINESS: OTHER,SELFPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2016NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: TURNED PRIMARY RESIDENCE INTO A RENTAL PROPERTY. I*89508FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: NA RENTALINVESTMENT RELATED: NADDRESS OF BUSINESS:BROKEN ARROW, WASHINGTON 74014NATURE OF BUSINESS: OTHER,SELFPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2016NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PROPERTY OWNER I*416297For profit or not for profit: Entity For ProfitName of outside business organization: PNW Mediterranean, LLCInvestment related: NAddress of business: Tacoma, Washington, 98443Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 5/24/2021Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: The entity is a restaurant franchise. My role would be general partner. I*5393268, Entity Type: Entity For Profit, Name of OBA: Atlas Northwest Holding, LLC, Address: Cheyenne, Wyoming, 82001, Investment Related: Y, Position, Title, Association: ["General Partner/Managing Member"], Employee Start Date: 07/23/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: Manager, Holding LLC for my assets
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-23 |
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