David P Barton

Current Employers

First Citizens Asset Management, Inc

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2016-06-01

SC RA
APPROVED

Since 2016-06-01

Branch Locations

1230 Main Street, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Citizens Bank	Columbia	SC	04/2003	Present
First Citizens Investor Services, Inc.	Raleigh	NC	01/2016	Present
First Citizens Asset Management	Columbia	SC	05/2016	Present

04/2003 → Present

First Citizens Bank

Columbia, SC
01/2016 → Present

First Citizens Investor Services, Inc.

Raleigh, NC
05/2016 → Present

First Citizens Asset Management

Columbia, SC

Other Businesses

First Citizens Asset Management, 1230 Main Street Columbia, SC 29201. Registered Investment Advisor. Begin 5/31/16. 20 hours per month; all during trading hours. Investment Related, compensated by wages.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-27
S63	Uniform Securities Agent State Law Examination	2015-03-27

S65 Uniform Investment Adviser Law Examination

2016-04-27
S63 Uniform Securities Agent State Law Examination

2015-03-27

View on SEC IAPD

Current Employers

First Citizens Asset Management, Inc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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