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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-27 |
| NC | RA | APPROVED | 2011-01-03 |
Branch Locations
4600 Marriott Dr Suite 140, Raleigh, NC 27612 • United States
1600 Division St Suite 610, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Raleigh | NC | 09/2014 | Present |
NAME OF ENTITY:PROVIDENCE FINANCIAL SOLUTIONS; Yes; 2841 PLAZA PL STE 130 RALEIGH; RALEIGH; NC; 27612; FLOW THROUGH CORP FOR TAX AND BRANDING PURPOSES.; PARTNER; 4/1/2010; 160; 160; FLOW THROUGH CORP FOR TAX AND BRANDING PURPOSES.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2841 PLAZA PLACE STE 130; RELEIGH; NC; 27612; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/20/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:Musician; No; 3517 Fernwood Drive; Raleigh; NC; 27612; Musician; Musician; 11/15/2021; 20; 0; Perform live performances for income including payments for digital sales, and royalties for live performances.|NAME OF ENTITY:Providence Financial Solutions; Yes; 4600 Marriott Drive, Suite 140; Raleigh; NC; 27612; Financial Services/DBA; Financial Advisor; 1/3/2022; 150; 100; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-19 |
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