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Inactive

Cody John Behrens

David Vaughan Investments, LLC

Peoria, IL

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Current Employers
David Vaughan Investments, Llc

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-16
  • IL RA
    APPROVED
    Since 2026-03-16

Branch Locations

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Company, Llc East Peoria IL 01/2015 01/2018
Pnc Investments Pittsburgh PA 01/2018 04/2019
Country Capital Management Company Bloomington IL 05/2019 11/2022
Country Trust Bank Bloomington IL 04/2019 03/2026
Country Insurance Affiliates Bloomington IL 04/2019 03/2026
David Vaughan Investments, Llc Peoria IL 03/2026 Present
John Graham & Associates East Peoria IL 07/2017 01/2018
North Adams State Bank Camp Point IL 03/2016 07/2017
  • 01/2015 → 01/2018
    Midwestern Securities Trading Company, Llc
    East Peoria, IL
  • 01/2018 → 04/2019
    Pnc Investments
    Pittsburgh, PA
  • 05/2019 → 11/2022
    Country Capital Management Company
    Bloomington, IL
  • 04/2019 → 03/2026
    Country Trust Bank
    Bloomington, IL
  • 04/2019 → 03/2026
    Country Insurance Affiliates
    Bloomington, IL
  • 03/2026 → Present
    David Vaughan Investments, Llc
    Peoria, IL
  • 07/2017 → 01/2018
    John Graham & Associates
    East Peoria, IL
  • 03/2016 → 07/2017
    North Adams State Bank
    Camp Point, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-18
  • S66 Uniform Combined State Law Examination
    2016-02-18
Designations

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · PEORIA, IL
MORGAN STANLEY · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
REATHERFORD WEALTH MANAGEMENT LLC · PEORIA, IL
OSAIC WEALTH, INC. · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
GUARDIAN WEALTH MANAGEMENT INC. · PEORIA, IL

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