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Alexander Leonard Fredericks

Ameriprise Financial Services, LLC

Danbury, CT

Madison, CT

East Berlin, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-07
CT RA APPROVED 2015-07-28
  • TX RA
    APPROVED_RES
    Since 2019-05-07
  • CT RA
    APPROVED
    Since 2015-07-28

Branch Locations

57 North St Ste 208, Danbury, CT 06810 • United States

64 Wall Street Suite 150, Madison, CT 06443 • United States

East Berlin, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Danbury CT 10/2014 03/2020
Ameriprise Financial Services, Llc Danbury CT 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-24
  • S66 Uniform Combined State Law Examination
    2015-07-24
Other Names
  • Alexander Fredericks

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Danbury, CT
WELLS FARGO CLEARING SERVICES, LLC · DANBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Danbury, CT
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · DANBURY, CT
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