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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-21 |
| CA | RA | APPROVED | 2022-11-01 |
Branch Locations
101 West Broadway Suite 1800, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Chula Vista | CA | 02/2015 | 11/2016 |
| Wells Fargo Bank, Na | Chula Vista | CA | 10/2012 | 03/2022 |
| Wells Fargo Clearing Services, Llc | Chula Vista | CA | 11/2016 | 03/2022 |
| Morgan Stanley Smith Barney Llc | San Diego | CA | 03/2022 | Present |
*707833 - True Peptide; Investment related: No; San Diego, California; Retail/Online Stores; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 10; Business Development/Growth:Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-07 |
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