Nicole Alysse Caizzo

Current Employers

Jfg Family Office

1144 Fifteenth Street Suite 3950, Denver, CO 80202 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-11-24

CO RA
APPROVED

Since 2021-11-24

Branch Locations

1144 Fifteenth Street Suite 3950, Denver, CO 80202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bank	Littleton	CO	05/2016	10/2021
U.S. Bancorp Investments, Inc.	Littleton	CO	05/2016	10/2021
Johnson Financial Group, Llc Dba Jfg Family Office	Denver	CO	11/2021	Present
Jfg Wealth Management Llc	Denver	CO	11/2021	12/2025

05/2016 → 10/2021

U.S. Bank

Littleton, CO
05/2016 → 10/2021

U.S. Bancorp Investments, Inc.

Littleton, CO
11/2021 → Present

Johnson Financial Group, Llc Dba Jfg Family Office

Denver, CO
11/2021 → 12/2025

Jfg Wealth Management Llc

Denver, CO

Previous Registrations

2021-11-24 → 2026-01-19

Jfg Wealth Management, Llc

Denver, CO
2020-06-15 → 2021-10-27

U.S. Bancorp Investments, Inc.

Greenwood Village, CO

Littleton, CO

Lakewood, CO

Littleton, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-12
S63	Uniform Securities Agent State Law Examination	2015-04-07

S65 Uniform Investment Adviser Law Examination

2020-06-12
S63 Uniform Securities Agent State Law Examination

2015-04-07

Other Names

Nicole Alysse Galvin
Nicole Alysse Caizzo

View on SEC IAPD

Current Employers

Jfg Family Office

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews