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Karlan Ken Tucker

Tucker Asset Management LLC

Littleton, CO

CRD 6449856

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Employer firm

Tucker Asset Management LLC CRD 174844

$604M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tucker Asset Management Llc

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2015-06-12
  • CO RA
    APPROVED
    Since 2015-06-12

Branch Locations

1520 West Canal Court Suite 100, Littleton, CO 80120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tucker Asset Management, Llc Littleton CO 03/2015 Present
Tucker Advisory Group, Inc. Littleton CO 03/2005 Present
Other Businesses

TUCKER ADVISORY GROUP, INC. 1520 WEST CANAL COURT, SUITE 100 LITTLETON CO 80120 NOT INVESTMENT RELATED CEO SINCE 03/2005 TUCKER ADVISORY GROUP, INC. IS A FINANCIAL MARKETING ORGANIZATION. MR. TUCKER IS A LICENSED INSURANCE AGENT 40 HRS. PER WEEK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-28
  • S65 Uniform Investment Adviser Law Examination
    2015-03-28
Other Names
  • Karlan Tucker

View on SEC IAPD

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