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10785 W. Twain Avenue Suite 210, Las Vegas, NV 89135 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-08-22 |
Branch Locations
10785 W. Twain Avenue Suite 210, Las Vegas, NV 89135 • United States
Norwalk, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mischler Financial Group, Inc. | Stamford | CT | 05/2015 | 10/2017 |
| Rareview Capital Llc | Stamford | CT | 06/2016 | Present |
OBA #1:RAREVIEW MACRO, LLC; 1266 E. MAIN STREET, STE. 700R, STAMFORD, CT 06902;INVESTMENT RELATED-PUBLISHER OF FINANCIAL NEWSLETTER; POSITION-BUSINESS ANALYST; STARTING 2-9-15; 40-80 HRS PER MO; 20-40 HRS DURING TRADING HRS. OBA #2:Rareview Capital,LLC;Investment related;1980 Festival Plaza Drive Suite 300; Las Vegas NV 89135;Unaffiliated Independent RIA; Investment Analyst/ Partner/Self;Start June 9,2016;Approx.120Hrs Monthly;Approx.120+Hrs Monthly During Trading Hrs;Duties-Support Day-To-Day operations & investment activities related to managed account,alternative & registered investment companies (e.g., ETFs) products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-27 |
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