Yun Hao

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 07/2017
  Hsbc Bank Usa, N.A.
  Pasadena, CA
• 07/2017 → 06/2018
  Hsbc Bank Usa, N.A. And Hsbc Securities (Usa) Inc.
  Apic Center San Gabriel, CA
• 06/2018 → 11/2020
  Bank Of The West
  Pasadena, CA
• 06/2018 → 11/2020
  Bancwest Investment Services, Inc
  Pasadena, CA
• 11/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
• 12/2020 → Present
  Bank Of America, N.A.
  Pasadena, CA

Previous Registrations

• 2018-10-19 → 2020-12-09
  Bancwest Investment Services, Inc.
  Temple City, CA
  Pasadena, CA
  Irvine, CA
  Rosemead, CA
  Gardena, CA

Exams

• S66 Uniform Combined State Law Examination
  2018-10-18
• S63 Uniform Securities Agent State Law Examination
  2015-03-23

Other Names

• Jeannette Hao