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Yun Hao

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-30
  • CA RA
    APPROVED
    Since 2020-11-30

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Pasadena CA 08/2016 07/2017
Hsbc Bank Usa, N.A. And Hsbc Securities (Usa) Inc. Apic Center San Gabriel CA 07/2017 06/2018
Bank Of The West Pasadena CA 06/2018 11/2020
Bancwest Investment Services, Inc Pasadena CA 06/2018 11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 11/2020 Present
Bank Of America, N.A. Pasadena CA 12/2020 Present
  • 08/2016 → 07/2017
    Hsbc Bank Usa, N.A.
    Pasadena, CA
  • 07/2017 → 06/2018
    Hsbc Bank Usa, N.A. And Hsbc Securities (Usa) Inc.
    Apic Center San Gabriel, CA
  • 06/2018 → 11/2020
    Bank Of The West
    Pasadena, CA
  • 06/2018 → 11/2020
    Bancwest Investment Services, Inc
    Pasadena, CA
  • 11/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
  • 12/2020 → Present
    Bank Of America, N.A.
    Pasadena, CA
Previous Registrations
  • 2018-10-19 → 2020-12-09
    Bancwest Investment Services, Inc.
    Temple City, CA
    Pasadena, CA
    Irvine, CA
    Rosemead, CA
    Gardena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-18
S63 Uniform Securities Agent State Law Examination 2015-03-23
  • S66 Uniform Combined State Law Examination
    2018-10-18
  • S63 Uniform Securities Agent State Law Examination
    2015-03-23
Other Names
  • Jeannette Hao

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA
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