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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-13
TX RA APPROVED 2024-06-13
  • NY RA
    APPROVED
    Since 2024-06-13
  • TX RA
    APPROVED
    Since 2024-06-13

Branch Locations

1230 Avenue Of The Americas, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/2015 05/2024
J.P. Morgan Securities Llc New York NY 06/2024 Present
Jpmorgan Chase Bank, N.A. New York NY 06/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-13
  • S66 Uniform Combined State Law Examination
    2015-07-13
Other Names
  • Marissa Anne Gaspari

View on SEC IAPD

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