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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-22
NJ RA APPROVED 2006-09-28
  • NY RA
    APPROVED
    Since 2021-03-22
  • NJ RA
    APPROVED
    Since 2006-09-28

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 09/2006 Present
  • 09/2006 → Present
    Neuberger Berman, Llc
    New York, NY
Other Businesses

Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-11
  • S63 Uniform Securities Agent State Law Examination
    2004-10-11
Designations

View on SEC IAPD

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