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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-08-22 |
Branch Locations
3901 Georgia St Ne Ste A-3, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwyther & Holt Investment Advisors | Albuquerque | NM | 02/2015 | 09/2016 |
| Cetera Advisor Networks | El Segundo | CA | 09/2016 | 06/2018 |
| Lerner & Rowe | Albuquerque | NM | 10/2019 | 09/2022 |
| Keller & Keller Injury Lawyers | Albuquerque | NM | 08/2018 | 10/2019 |
| Sports & Wellness | Albuquerque | NM | 07/2018 | 07/2018 |
| Awake & Aware | Albuquerque | NM | 03/2023 | 07/2024 |
| Stonebridge Construction & Design | Albuquerque | NM | 03/2024 | Present |
| Karma Genius | Albuquerque | NM | 01/2023 | 03/2023 |
| Morada Wealth Partners | Albuquerque | NM | 05/2024 | Present |
| Unemployed/Attending School | Albuquerque | NM | 09/2022 | 01/2023 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2024 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2024 | 09/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2025 | Present |
1. NAME OF OTHER BUSINESS: STONEBRIDGE CONSTRUCTION & DESIGN; INVESTMENT RELATED: NO; ADDRESS: ALBUQUERQUE, NM 87121; NATURE OF BUSINESS: REAL ESTATE CONSTRUCTION; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: OPERATIONS ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: CHECK EMAILS, PAY BILLS, AND MANAGE TASKS RELATED TO CONSTRUCTION PROJECTS; 2. NAME OF OTHER BUSINESS: MORADA WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL/INVESTMENT SERVICES; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: OPERATIONS MANAGER; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: PREPARE NEW ACCOUNT PAPERWORK, PAPERWORK RELATED TO WITHDRAWAL REQUESTS AND ACCOUNT CHANGES, PREPARE FOR CLIENT MEETINGS, ANSWER PHONES, TAKE CARE OF THE RMD LOG AND ENSURE CLIENTS ARE TAKING THEIR RMDS; 3. NAME OF OTHER BUSINESS: ASSETMARK; INVESTMENT RELATED: NO; ADDRESS: 1023 COMMERCE ST, SUITE D, LYNCHBURG, VA 24504; NATURE OF BUSINESS: BOARD; START DATE: 4/2026; POSITION/TITLE/RELATIONSHIP: OPERATIONS ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 13; BRIEF DESCRIPTION OF DUTIES: COLLABORATION WITH PEERS AND ASSETMARK LEADERS ON THE MOST MEANINGFUL OPPORTUNITIES AND CHALLENGES FACING WEALTH-MANAGEMENT OPERATIONS TODAY; 4. NAME OF OTHER BUSINESS: SABRINA RAE VALENTINE INVESTMENT RELATED: NO ADDRESS: 10605 CENTRAL AVE NW ALBUQUERQUE, NM 87121 NATURE OF BUSINESS: TO PROVIDE A PLATFORM TO PUBLISH, PROMOTE, AND SELL MY ORIGINAL CREATIVE WORKS, INCLUDING PIANO MUSIC, POETRY BOOKS, AND ARTWORK. START DATE: 09/2026 POSITION/TITLE/RELATIONSHIP: OWNER & CREATOR APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: I OWN AND OPERATE A PERSONAL CREATIVE WEBSITE THROUGH WHICH I PUBLISH AND SELL MY ORIGINAL PIANO MUSIC, POETRY BOOKS, AND ARTWORK. MY DUTIES INCLUDE CREATING THE ARTISTIC CONTENT, MAINTAINING THE WEBSITE, MANAGING PRODUCT LISTINGS AND SALES, FULFILLING CUSTOMER ORDERS, AND HANDLING RELATED ADMINISTRATIVE AND PROMOTIONAL ACTIVITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-16 |
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