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Inactive

Francisco Javier Sanchez

Awm Capital, LLC

Pasadena, CA

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Current Employers
Awm Capital, Llc

1 N. 1St Street Suite 525, Phoenix, AZ 85004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-26
TX RA APPROVED 2024-07-26
  • CA RA
    APPROVED
    Since 2024-07-26
  • TX RA
    APPROVED
    Since 2024-07-26

Branch Locations

87 E Green Street Suite 206, Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Irvine CA 02/2015 04/2018
United States Army Reserve Garden Grove CA 04/2012 11/2023
Awm Capital, Llc Pasadena CA 07/2024 Present
Capital Group Los Angeles CA 04/2018 07/2024
  • 02/2015 → 04/2018
    Ameriprise Financial Services, Inc.
    Irvine, CA
  • 04/2012 → 11/2023
    United States Army Reserve
    Garden Grove, CA
  • 07/2024 → Present
    Awm Capital, Llc
    Pasadena, CA
  • 04/2018 → 07/2024
    Capital Group
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-09
  • S66 Uniform Combined State Law Examination
    2015-09-09
Designations
Other Names
  • Frank Sanchez

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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