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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-05 |
| NC | RA | APPROVED | 2017-12-07 |
Branch Locations
9131 Anson Way Suite 207, Raleigh, NC 27615-3266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Raleigh | NC | 12/2014 | 11/2017 |
| Edward Jones | St. Louis | MO | 11/2017 | Present |
"CATT Type: Date: 02/01/24 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: Tournament Winnings City-State: Ridgeway SC" * "Piedmont Bass Classics Type: Date: 02/03/25 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No responsibilities City-State: Southern Pines NC" * "Collins Bass For Cash Type: Date: 03/01/24 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: Tournament Winnings City-State: Smithfield NC"
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-06 |
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