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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-25 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
8401 Broadway St, Pearland, TX 77581 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank N.A. | Houston | TX | 05/2011 | 04/2024 |
| Jp Morgan Securities Llc | Houston | TX | 10/2018 | 04/2024 |
| Gillman Subaru | Houston | TX | 08/2024 | 09/2024 |
| New York Life Insurance Company | Houston | TX | 09/2024 | 01/2025 |
| Nylife Securities Llc | Houston | TX | 05/2024 | 01/2025 |
| Wells Fargo Clearing Services, Llc | Alvin | TX | 04/2025 | Present |
| Wells Fargo Bank, Na | Alvin | TX | 04/2025 | Present |
| Truist Bank | Shenandoah | TX | 01/2025 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-19 |
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