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Brennon Lee Mills

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-09-28
TX RA APPROVED 2016-08-09
NC RA APPROVED 2016-08-01
  • SC RA
    APPROVED
    Since 2022-09-28
  • TX RA
    APPROVED
    Since 2016-08-09
  • NC RA
    APPROVED
    Since 2016-08-01

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 07/2016 Present
Bank Of America, N.A. Raleigh NC 02/2026 Present
Previous Registrations
  • 2015-06-01 → 2016-06-16
    Edward Jones
    Cary, NC
    Fuquay Varina, NC
    Angier, NC
    St Louis, MO
    Fuquay Varina, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-29
  • S66 Uniform Combined State Law Examination
    2015-05-29
Other Names
  • Brennon Lee Mills

View on SEC IAPD

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OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
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