Verna Lisa Dottin-Maitland

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 03/2017
  Wells Fargo Bank, Na
  Yonkers, NY
• 12/2015 → 03/2017
  Wells Fargo Clearing Services, Llc
  Yonkers, NY
• 08/2017 → 12/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Garden City, NY
• 04/2017 → 08/2017
  Sperry Federal Credit Union
  Garden City Park, NY
• 07/2017 → 12/2018
  Bank Of America, N.A.
  Garden City, NY
• 12/2018 → 05/2021
  Jpmorgan Chase Bank N.A.
  New York, NY
• 12/2018 → 05/2021
  Jp Morgan Securities,Llc
  New York, NY
• 05/2021 → Present
  Tiaa
  Queens Village, NY
• 05/2021 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Queens Village, NY

Previous Registrations

• 2019-01-23 → 2021-06-02
  J.P. Morgan Securities Llc
  New York, NY
  Flushing, NY
  Flushing, NY
  Flushing, NY
• 2018-04-10 → 2019-01-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Garden City, NY

Other Businesses

Name: CakeBizNY Position: owner/baker Nature: Baking Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 01/01/2017 Address: Home Address, Queens Village NY 11428, United States Description: Custom homemade cake baking and decorating

Exams

• S66 Uniform Combined State Law Examination
  2018-04-09
• S63 Uniform Securities Agent State Law Examination
  2015-04-24

Other Names

• Verna Dottin
• Verna Maitland
• Verna Dottin-Maitland
• Verna L Maitland
• Verna Lisa Maitland
• Verna Lisa Dottin