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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-11 |
Branch Locations
800 Capitol Street Suite 3550, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Westlake | TX | 01/2015 | 10/2021 |
| Schwab Private Investment Advisory, Inc. | Westlake | TX | 09/2018 | 10/2021 |
| Sanford C. Bernstein & Co., Llc. | Houston | TX | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-17 |
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