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Mallory Danielle Jacob

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boulder, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-07-09
TX RA APPROVED 2016-03-28
  • CO RA
    APPROVED
    Since 2018-07-09
  • TX RA
    APPROVED
    Since 2016-03-28

Branch Locations

921 Walnut St, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 03/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-10
  • S66 Uniform Combined State Law Examination
    2015-10-10
Other Names
  • Mallory Danielle Jacob
  • Mallory Jacob

View on SEC IAPD

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