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Emilie Cristina Rowand

Tiaa-Cref Individual & Institutional Services, LLC

Denver, CO

Denver, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-12-04
  • CO RA
    APPROVED
    Since 2019-12-04

Branch Locations

1670 Broadway, Suite 3300 Denver Regional, Denver, CO 80202-5602 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elon University Elon FL 08/2012 05/2016
Elon University Kernodle Center For Community Engagement Burlington NC 09/2014 05/2016
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 08/2016 05/2018
Unemployed Fort Lauderdale FL 06/2016 08/2016
Tiaa Denver CO 08/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 08/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-16
S63 Uniform Securities Agent State Law Examination 2016-09-14
  • S66 Uniform Combined State Law Examination
    2019-10-16
  • S63 Uniform Securities Agent State Law Examination
    2016-09-14

View on SEC IAPD

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