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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-08-10
  • CO RA
    APPROVED
    Since 2016-08-10

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T.ROwe Price Investment Services Inc Colorado Springs CO 01/2015 Present
  • 01/2015 → Present
    T.ROwe Price Investment Services Inc
    Colorado Springs, CO
Other Businesses

Grand Design Capital CO; Non-Investment Related; COO; 12/1/2024; Oversee the daily operations, ensuring efficiency and alignment with strategic goals; Manage performance, financial planning, and process improvements; Family business; 25% ownership; 12 hours per month; 0 during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-09
S63 Uniform Securities Agent State Law Examination 2016-03-23
  • S66 Uniform Combined State Law Examination
    2016-08-09
  • S63 Uniform Securities Agent State Law Examination
    2016-03-23

View on SEC IAPD

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