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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-08-26 |
| TX | RA | APPROVED | 2026-08-26 |
| VT | RA | APPROVED | 2026-08-26 |
Branch Locations
6400 Fannin Street Suite 2450, Houston, TX 77030 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Union City | CA | 10/2015 | 10/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Inc | Union City | CA | 10/2015 | 10/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tucson | AZ | 05/2018 | 12/2019 |
| Bank Of America, N.A. | Tucson | AZ | 05/2018 | 12/2019 |
| Catalina Investments | Tucson | AZ | 10/2017 | 05/2018 |
| Td Ameritrade, Inc. | Oro Valley | AZ | 01/2020 | 01/2021 |
| Thomas Autohaus Llc | Tucson | AZ | 01/2018 | 01/2021 |
| Fidelity Investments | Tucson | AZ | 02/2021 | 04/2022 |
| Massmutual | Springfield | MA | 04/2022 | 06/2024 |
| Mml Investors Services, Llc | Oro Valley | AZ | 05/2022 | 06/2024 |
| Valic Financial Advisors, Inc. | Houston | TX | 11/2024 | 07/2026 |
| Agia | Houston | TX | 11/2024 | 07/2026 |
| Fidelity Personal And Workplace Advisors | Tucson | AZ | 02/2021 | 05/2022 |
| Fidelity Brokerage Services Llc | Tucson | AZ | 03/2021 | 04/2022 |
| Td Ameritrade Investment Management, Llc | Oro Valley | AZ | 01/2020 | 12/2020 |
| Tiaa | Houston | TX | 08/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Houston | TX | 08/2026 | Present |
| Collision Auto Repair | Houston | TX | 05/2023 | Present |
Name: The Original Chop Shop LLC Position: Owner Nature: Business has a DBA - Collision Auto Repair. Auto body shop. Repair and recondition cars for individuals and other businesses Investment Related: No Hours: 20 Securities Trading Hours: 0 Start Date: 05/03/2023 Address: 10909 S Gessner Rd, Houston TX 77071, United States Description: I do payroll and accounting for the business. Day to day activities are run by the shop manager and technicians.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-14 |
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