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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-08-26
TX RA APPROVED 2026-08-26
VT RA APPROVED 2026-08-26
  • AL RA
    APPROVED
    Since 2026-08-26
  • TX RA
    APPROVED
    Since 2026-08-26
  • VT RA
    APPROVED
    Since 2026-08-26

Branch Locations

6400 Fannin Street Suite 2450, Houston, TX 77030 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Union City CA 10/2015 10/2017
Merrill Lynch, Pierce, Fenner & Smith Inc Union City CA 10/2015 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tucson AZ 05/2018 12/2019
Bank Of America, N.A. Tucson AZ 05/2018 12/2019
Catalina Investments Tucson AZ 10/2017 05/2018
Td Ameritrade, Inc. Oro Valley AZ 01/2020 01/2021
Thomas Autohaus Llc Tucson AZ 01/2018 01/2021
Fidelity Investments Tucson AZ 02/2021 04/2022
Massmutual Springfield MA 04/2022 06/2024
Mml Investors Services, Llc Oro Valley AZ 05/2022 06/2024
Valic Financial Advisors, Inc. Houston TX 11/2024 07/2026
Agia Houston TX 11/2024 07/2026
Fidelity Personal And Workplace Advisors Tucson AZ 02/2021 05/2022
Fidelity Brokerage Services Llc Tucson AZ 03/2021 04/2022
Td Ameritrade Investment Management, Llc Oro Valley AZ 01/2020 12/2020
Tiaa Houston TX 08/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Houston TX 08/2026 Present
Collision Auto Repair Houston TX 05/2023 Present
  • 10/2015 → 10/2017
    Bank Of America, N.A.
    Union City, CA
  • 10/2015 → 10/2017
    Merrill Lynch, Pierce, Fenner & Smith Inc
    Union City, CA
  • 05/2018 → 12/2019
    Tucson, AZ
  • 05/2018 → 12/2019
    Bank Of America, N.A.
    Tucson, AZ
  • 10/2017 → 05/2018
    Catalina Investments
    Tucson, AZ
  • 01/2020 → 01/2021
    Td Ameritrade, Inc.
    Oro Valley, AZ
  • 01/2018 → 01/2021
    Thomas Autohaus Llc
    Tucson, AZ
  • 02/2021 → 04/2022
    Fidelity Investments
    Tucson, AZ
  • 04/2022 → 06/2024
    Massmutual
    Springfield, MA
  • 05/2022 → 06/2024
    Oro Valley, AZ
  • 11/2024 → 07/2026
    Houston, TX
  • 11/2024 → 07/2026
    Agia
    Houston, TX
  • 02/2021 → 05/2022
    Fidelity Personal And Workplace Advisors
    Tucson, AZ
  • 03/2021 → 04/2022
    Fidelity Brokerage Services Llc
    Tucson, AZ
  • 01/2020 → 12/2020
    Td Ameritrade Investment Management, Llc
    Oro Valley, AZ
  • 08/2026 → Present
    Tiaa
    Houston, TX
  • 08/2026 → Present
    Houston, TX
  • 05/2023 → Present
    Collision Auto Repair
    Houston, TX
Previous Registrations
Other Businesses

Name: The Original Chop Shop LLC Position: Owner Nature: Business has a DBA - Collision Auto Repair. Auto body shop. Repair and recondition cars for individuals and other businesses Investment Related: No Hours: 20 Securities Trading Hours: 0 Start Date: 05/03/2023 Address: 10909 S Gessner Rd, Houston TX 77071, United States Description: I do payroll and accounting for the business. Day to day activities are run by the shop manager and technicians.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-14
  • S66 Uniform Combined State Law Examination
    2015-04-14
Other Names
  • Noel Thomas
  • Noel P Thomas
  • Noel Palackel Thomas

View on SEC IAPD

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