Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-04-22
TX RA APPROVED 2015-04-22
  • NJ RA
    APPROVED
    Since 2015-04-22
  • TX RA
    APPROVED
    Since 2015-04-22

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 01/2015 Present
Bank Of America, N.A. Pennington NJ 01/2015 Present
Other Businesses

I*4341279 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO J. A. IRA FBO J. A. Address: Ocean, New Jersey, 7712 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/31/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*4341280 Entity Type: Fiduciary role Name of OBA: G. A. TOD BENEFICIARIES ON FILE Address: Ocean, New Jersey, 7712 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/31/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*4346266 Entity Type: Fiduciary role Name of OBA: G. A. AND J. A. JTWROS TOD BENEFICIARIES ON FILE Address: Ocean, New Jersey, 7712 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/31/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*4346268 Entity Type: Fiduciary role Name of OBA: J . A. TOD BENEFICIARIES ON FILE Address: Ocean, New Jersey, 7712 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/31/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*4346269 Entity Type: Fiduciary role Name of OBA: G. A. AND J. A. JTWROS TOD BENEFICIARIES ON FILE Address: Ocean, New Jersey, 7712 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/31/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/ Child/Grandchild I*4346270 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO G. A. IRA FBO G. A. Address: Ocean, New Jersey, 7712 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/31/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild I*4347265 Entity Type: Fiduciary role Name of OBA: A. H. Address: Ocean, New Jersey, 7712 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/31/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-21
  • S66 Uniform Combined State Law Examination
    2015-04-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Red Bank, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor