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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-02
IL RA APPROVED 2022-09-26
  • TX RA
    APPROVED
    Since 2022-11-02
  • IL RA
    APPROVED
    Since 2022-09-26

Branch Locations

One N. Dunton Avenue, Arlington Hts, IL 60005 • United States

10 S Dearborn St, Floor 12, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Arlington Heights IL 01/2015 01/2018
Jpmorgan Chase Bank, N.A. Arlington Heights IL 03/2006 01/2018
Lpl Financial Llc Fort Mill SC 01/2018 07/2022
Independent Financial Partners Elgin IL 01/2018 05/2019
Iht Wealth Management Llc Chicago IL 04/2019 07/2022
J.P. Morgan Securities Llc Arlington Heights IL 08/2022 Present
Jpmorgan Chase Bank, N.A. Arlington Heights IL 08/2022 Present
Mueller Financial Services Inc Elgin IL 01/2018 07/2022
Pkf Mueller Lp Elgin IL 01/2018 07/2022
  • 01/2015 → 01/2018
    Arlington Heights, IL
  • 03/2006 → 01/2018
    Jpmorgan Chase Bank, N.A.
    Arlington Heights, IL
  • 01/2018 → 07/2022
    Lpl Financial Llc
    Fort Mill, SC
  • 01/2018 → 05/2019
    Independent Financial Partners
    Elgin, IL
  • 04/2019 → 07/2022
    Iht Wealth Management Llc
    Chicago, IL
  • 08/2022 → Present
    Arlington Heights, IL
  • 08/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Arlington Heights, IL
  • 01/2018 → 07/2022
    Mueller Financial Services Inc
    Elgin, IL
  • 01/2018 → 07/2022
    Pkf Mueller Lp
    Elgin, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-26
S63 Uniform Securities Agent State Law Examination 2015-04-15
  • S66 Uniform Combined State Law Examination
    2022-09-26
  • S63 Uniform Securities Agent State Law Examination
    2015-04-15
Other Names
  • Stephanie Espinoza
  • Stephanie Seiler
  • Stephanie Espinoza Seiler

View on SEC IAPD

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