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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-02 |
| IL | RA | APPROVED | 2022-09-26 |
Branch Locations
One N. Dunton Avenue, Arlington Hts, IL 60005 • United States
10 S Dearborn St, Floor 12, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Arlington Heights | IL | 01/2015 | 01/2018 |
| Jpmorgan Chase Bank, N.A. | Arlington Heights | IL | 03/2006 | 01/2018 |
| Lpl Financial Llc | Fort Mill | SC | 01/2018 | 07/2022 |
| Independent Financial Partners | Elgin | IL | 01/2018 | 05/2019 |
| Iht Wealth Management Llc | Chicago | IL | 04/2019 | 07/2022 |
| J.P. Morgan Securities Llc | Arlington Heights | IL | 08/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Arlington Heights | IL | 08/2022 | Present |
| Mueller Financial Services Inc | Elgin | IL | 01/2018 | 07/2022 |
| Pkf Mueller Lp | Elgin | IL | 01/2018 | 07/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-15 |
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