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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-08-15 |
| TX | RA | APPROVED_RES | 2017-04-27 |
| NC | RA | APPROVED | 2015-04-21 |
Branch Locations
25 Calhoun Street Suite 200, Charleston, SC 29401 • United States
3600 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W Baird And Co | Raleigh | NC | 01/2015 | Present |
Name/Address: Wellington Westwood LLC 1204 Westwood Avenue High Point NC 27262 Start Date: 12/31/08 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-20 |
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