Lucas David Herkins

Citigroup Global Markets Inc.

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-12-16

NY RA
APPROVED

Since 2022-12-16

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Malboro, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	Ny	NY	09/2003	Present

09/2003 → Present

Citigroup

Ny, NY

Previous Registrations

2022-12-16 → 2010-06-30

Citi Private Alternatives, Llc

New York, NY

Malboro, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-16
S63	Uniform Securities Agent State Law Examination	2008-12-27

S66 Uniform Combined State Law Examination

2022-12-16
S63 Uniform Securities Agent State Law Examination

2008-12-27

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

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