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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-10-23
TX RA APPROVED 2024-10-23
  • CO RA
    APPROVED
    Since 2024-10-23
  • TX RA
    APPROVED
    Since 2024-10-23

Branch Locations

4791 Tower Rd, Denver, CO 80249 • United States

8283 S. Quebec St, Englewood, CO 80112 • United States

1627 S Havana St, Aurora, CO 80012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 10/2010 10/2024
Bank Of America, N.A. Denver CO 10/2010 10/2024
J.P. Morgan Securities Llc Englewood CO 10/2024 Present
Jpmorgan Chase Bank, N.A. Englewood CO 10/2024 Present
Previous Registrations
  • 2015-04-20 → 2024-10-14
    Denver, CO
    Greenwood Village, CO
    Lakewood, CO
    Lakewood, CO
    Las Vegas, NV
    Greenwood Village, CO
    Lone Tree, CO
    Greenwood Village, CO
    Greenwood Village, CO
    Centennial, CO
    Aurora, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-14
  • S66 Uniform Combined State Law Examination
    2015-04-14
Other Names
  • Cyprus T Williams
  • Cyprus Williams
  • Cyprus Taiwan Williams

View on SEC IAPD

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