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Tracy A Smithnosky

Janney Montgomery Scott LLC

Moosic, PA

Wilkes-Barre, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-18
PA RA APPROVED 2021-07-15
TX RA APPROVED 2021-07-15
  • NY RA
    APPROVED
    Since 2021-07-18
  • PA RA
    APPROVED
    Since 2021-07-15
  • TX RA
    APPROVED
    Since 2021-07-15

Branch Locations

72 Glenmaura National Blvd Suite 103, Moosic, PA 18507 • United States

613 Baltimore Drive Suite 202, Wilkes-Barre, PA 18702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilkes-Barre PA 01/2015 07/2021
Janney Montgomery Scott Llc Kingston PA 07/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-31
S63 Uniform Securities Agent State Law Examination 2015-11-02
  • S65 Uniform Investment Adviser Law Examination
    2015-12-31
  • S63 Uniform Securities Agent State Law Examination
    2015-11-02
Other Names
  • Tracy A Hudock

View on SEC IAPD

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KEVIN JOHN CANFIELD

Other Offices

MML INVESTORS SERVICES, LLC · Moosic, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MOOSIC, PA
CETERA INVESTMENT ADVISERS LLC · MOOSIC, PA
WELLS FARGO CLEARING SERVICES, LLC · TAYLOR, PA
NORTHEAST ADVISORY GROUP, LLC · SCRANTON, PA
CAPITAL WEALTH INVESTMENTS · SCRANTON, PA
MORGAN STANLEY · Scranton, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SCRANTON, PA

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