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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-24 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eaton Vance Distributors, Inc. | Seattle | WA | 01/2015 | 10/2017 |
| Parametric Portfolio Associates | Seattle | WA | 01/2015 | 10/2017 |
| Parametric Portfolio Associates | Seattle | WA | 10/2017 | 01/2020 |
| Eaton Vance Distributors, Inc. | Boston | MA | 10/2017 | 01/2020 |
| Eaton Vance Distributors, Inc. | Boston | MA | 01/2020 | 02/2022 |
| Neuberger Berman | New York | NY | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-07 |
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