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Connor Shepard Fleming

Stonebridge Advisors LLC

Wilton, CT

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Current Employers
Stonebridge Advisors Llc

10 Westport Road Suite C101, Wilton, CT 06897-4543 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-01-16
  • CT RA
    APPROVED
    Since 2015-01-16

Branch Locations

187 Danbury Road, Wilton, CT 06897 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonebridge Advisors Llc Wilton CT 07/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-15
  • S65 Uniform Investment Adviser Law Examination
    2015-01-15

View on SEC IAPD

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