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Frank Joshua Alvarez

Tidemark, LLC

San Diego, CA

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Current Employers
Tidemark, Llc

5405 Morehouse Dr. Suite 345, San Diego, CA 92121 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-23
CA RA APPROVED 2023-10-02
  • TX RA
    APPROVED
    Since 2023-10-23
  • CA RA
    APPROVED
    Since 2023-10-02

Branch Locations

5405 Morehouse Dr. Suite 345, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Diego CA 06/2015 03/2026
Tidemark, Llc San Diego CA 09/2023 Present
Previous Registrations
  • 2015-06-16 → 2023-12-22
    Lpl Financial Llc
    San Diego, CA
  • 2015-04-01 → 2015-06-10
    Waddell & Reed
    San Diego, CA
Other Businesses

Licensed Insurance Agent may recommend, on a fully-disclosed commission basis, the purchase of certain insurance products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-01
  • S66 Uniform Combined State Law Examination
    2015-04-01
Other Names
  • Frank Alvarez

View on SEC IAPD

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