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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-01-09
  • CT RA
    APPROVED
    Since 2017-01-09

Branch Locations

567 Vauxhall Street Extension Suite 323, Waterford, CT 06385 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2015 12/2016
Lpl Financial Llc Waterford CT 12/2016 Present
Integrated Wealth Concepts Llc Waterford CT 01/2017 Present
Aldrich, Mulchany & Associates Waterford CT 05/2009 Present
  • 06/2015 → 12/2016
    Axa Advisors, Llc
    New York, NY
  • 12/2016 → Present
    Lpl Financial Llc
    Waterford, CT
  • 01/2017 → Present
    Waterford, CT
  • 05/2009 → Present
    Aldrich, Mulchany & Associates
    Waterford, CT
Previous Registrations
Other Businesses

1. 12/22/2016 - INTEGRATED FINANCIAL PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ GLASTONBURY, CT 2. 1/13/2017 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - IAR - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100%. 3. 1/13/2017 - Integrated Wealth Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 100% of my time on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/18/2018 - Aldrich Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2017 - 40 Hours Per Month/35 Hours During Trading. 5. 8/8/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Aldrich Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/31/2019 - IAR - 160 Hours Per Month During Securities Trading. 6. 4/21/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/01/2021 - 1 Hr Per Month/1 Hr During Trading. 7. 4/28/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 04/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 8. 09/22/2021 - ALDRICH, MULCHANY & ASSOCIATES - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 01/01/2016 - 0 Hours Per Month/0 Hours During Securities Trading. 9. 10/8/2021 - NorthEast Enterprise - Investment Related - 567 Vauxhall Street Ext. Suite 323, Waterford, CT 06385 - Real Estate Rental - Started 10/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Real Estate holding company of office space. 10. 02/16/2024 - Non-Variable Insurance - Insurance Professional - Investment Related - At Reported Business Location(s) - Start Date 09/27/2023 - 1 Hour Per Month/ 0 Hours During Trading 11. 10/08/2025 - BADFISH, LLC - Other - Business Owner -Home Based - Not Inv rel - Start date: 10/7/2025 - 20hrs/mnth 0hrs during Trading 12. 12/17/2025 - TILCO, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 12/08/2025 - 1 hour per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-13
S63 Uniform Securities Agent State Law Examination 2015-07-09
  • S66 Uniform Combined State Law Examination
    2016-10-13
  • S63 Uniform Securities Agent State Law Examination
    2015-07-09

View on SEC IAPD

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